Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Therese South is a financial advisor who has been in the industry since 2001. Diane is a registered representative of Stifel, Nicolaus & Company, Inc. and provides financial planning and investment advice to clients in Indiana and Texas. Prior to joining Stifel, Nicolaus & Company, Inc., Diane worked at City Securities Corporation. Diane holds the Series 7, 63, 66, 24, and 53 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
01/02/2018 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
IN
04/15/2002 - 02/28/2017
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
TN
06/08/2001 - 04/22/2002
PFIC SECURITIES CORPORATION (FRANKLIN TN)
MN
07/18/2000 - 08/24/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/18/2000 - 08/24/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/27/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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