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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Suzanne Valenzuela is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Diane has been in the financial services industry for over 30 years. She is licensed in 28 states and her specializations include securities, investment advisory services, and retirement planning. Diane has worked with a variety of clients, including individuals, corporations, and charitable organizations. She has a strong commitment to providing her clients with personalized financial advice. Prior to joining Merrill Lynch, Diane was a financial advisor with Paine Webber Incorporated. Diane holds a Series 7, Series 10, Series 9, Series 63, and Series 65 licenses. She is also a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/02/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (INDIAN WELLS CA)
NJ
08/13/1993 - 11/09/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 12/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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