Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Stevens Giroux is a registered representative with MML Investors Services, LLC. Diane has been in the financial services industry since November 29, 2000, and has experience at a number of firms including MSI Financial Services, Inc., Metropolitan Life Insurance Company, American Express Financial Advisors Inc. and IDS Life Insurance Company. Diane holds the Series 66, Series 24 and Series 7 licenses. Diane is registered with the state of Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
03/25/2017 - Present
MML Investors Services, LLC (NEW LONDON CT)
CT
11/04/2002 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEW LONDON CT)
CT
11/04/2002 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW LONDON CT)
MN
11/29/2000 - 11/19/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/29/2000 - 11/19/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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