Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Allen is an active Registered Investment Advisor (RIA) with Cuso Financial Services, LP. Diane has been in the financial services industry since 1987. Diane has licenses in both Utah and California and holds Series 63, 66, 7, 8, 9, and 10 licenses. Diane has experience working with individuals, high-net-worth individuals, businesses, corporations, charitable organizations, and pension and profit-sharing plans. Diane is located in San Diego, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
04/08/2019 - Present
Cuso Financial Services, LP (SAN DIEGO CA)
UT
06/26/1998 - 07/12/2017
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
RI
03/27/1987 - 06/30/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
06/20/1984 - 01/15/1987
SHEARSON LEHMAN BROTHERS INC.
BOTH
Issued 05/13/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/28/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/12/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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