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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Schafer Kelly is a financial advisor with Cetera Investment Advisers LLC based in Tolland, CT. Diane has been working in the financial industry since June 3, 1975, and has a broad range of experience. Diane is registered to provide investment advisory services in Connecticut. Diane has earned the Chartered Financial Consultant designation and holds Series 7TO, SIE, Series 1, Series 63 and Series 66 licenses. Diane is also a Registered Representative of Cetera Advisor Networks LLC. Diane offers financial planning, educational seminars, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (Tolland CT)
CT
04/25/1996 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (TOLLAND CT)
GA
08/15/1994 - 04/29/1996
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CA
06/04/1975 - 08/15/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
BOTH
Issued 09/16/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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