Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Santonino is a financial advisor with Cetera Investment Advisers LLC, with over 30 years of experience in the financial services industry. Diane holds Series 6, 7, 63, and 65 licenses and has been registered with the state of New York since 1992. She provides a wide range of financial advisory services to individuals, businesses, and charitable organizations, with a focus on financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
08/10/2023 - Present
Cetera Investment Advisers LLC (UNIONDALE NY)
NY
11/20/2018 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (UNIONDALE NY)
NY
05/12/2008 - 11/28/2018
AXA ADVISORS, LLC (WESTBURY NY)
NY
06/26/2000 - 05/16/2008
LPL FINANCIAL CORPORATION (WESTBURY NY)
NY
11/07/1997 - 07/07/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/08/1992 - 12/17/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
09/27/1996 - 11/12/1996
FIRST UNITED EQUITIES CORPORATION (NEW YORK NY)
IA
Issued 08/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/05/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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