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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Thompson-henry is a financial professional with over 10 years of experience in the financial services industry. Diane currently works with Equitable Advisors, LLC as a registered representative and investment advisor representative. Diane's experience includes working with clients of various types, such as high-net-worth individuals, corporations, and pension and profit-sharing plans. Diane's previous experience includes working with Merrill Lynch, Pierce, Fenner & Smith Incorporated, PNC Investments, and Wells Fargo Advisors, LLC. Diane is a licensed professional with both series 7 and 66 licenses, and holds a securities industry essentials examination license as well. Diane is committed to providing her clients with the highest quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
08/25/2023 - Present
Equitable Advisors, LLC (WOODBRIDGE NJ)
NJ
07/20/2021 - 12/16/2021
NYLIFE SECURITIES LLC (MT. LAUREL NJ)
NJ
12/12/2017 - 10/18/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
11/20/2014 - 06/27/2016
PNC INVESTMENTS (CHERRY HILL NJ)
PA
12/05/2012 - 02/01/2013
WELLS FARGO ADVISORS, LLC (YARDLEY PA)
BOTH
Issued 05/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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