Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Derogatis is a registered representative and investment advisor representative with Pruco Securities, LLC, a subsidiary of Prudential Financial, Inc., where she has been with the firm since November 2014. Diane has been in the financial services industry since August 1999. Prior to joining Pruco Securities, Diane was with several other firms, including New England Securities, MetLife Securities, Inc., Tower Square Securities, Inc., Walnut Street Securities, Inc., Metropolitan Life Insurance Company, and Nathan & Lewis Securities, Inc. Diane is registered with all 50 states and the District of Columbia and is a Series 7, 24, 52TO, 53, and 63 licensed professional. Diane holds several product specializations and has been recognized for her expertise in advising individuals, corporations and trust and estate accounts.
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Compensation from lpl enterprise, llc
1
2
NJ
11/20/2014 - Present
Pruco Securities, LLC (Newark NJ)
NJ
07/10/2003 - 11/13/2014
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
05/05/2003 - 11/13/2014
METLIFE SECURITIES INC. (SOMERSET NJ)
NJ
09/30/2005 - 09/05/2013
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
07/10/2003 - 09/05/2013
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NJ
05/05/2003 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)
NY
07/10/2003 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NJ
09/03/1999 - 05/15/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
BC
Issued 10/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/19/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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