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Diane Rae Schneider

Muriel Siebert & CO., LLC

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About Diane Rae Schneider

Diane Schneider is a registered representative with Muriel Siebert & CO., LLC, a firm with a history of success in the financial industry. Diane has over 40 years of experience in the industry, starting her career in 1978. Diane is licensed in several states, including New York, California, and Florida. She holds several industry licenses, including Series 7, Series 55, and Series 63.

Firm Information

Diane Schneider is currently registered with Muriel Siebert & CO., LLC. Muriel Siebert & CO., LLC is a Limited Liability Company, formed on January 1, 2024. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, with a total of 53 approved registrations.

Not reported

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Diane Schneider’s Registration & Firm History

NY

09/11/1990 - Present

Muriel Siebert & CO., LLC (New York NY)

NY

02/20/1980 - 09/19/1990

NORSTAR BROKERAGE CORPORATION (NEW YORK NY)

NA

05/16/1979 - 02/17/1980

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

NA

07/30/1978 - 04/22/1979

BEAR, STEARNS & CO.

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Licenses & Designations

BC

Issued 09/25/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/20/1978

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Diane Rae Schneider.
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