Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Mulligan Holder is a financial advisor registered with Fidelity Brokerage Services LLC. She is licensed in all 50 states and the District of Columbia, and has been in the industry since November 2016. Diane is a Series 63, Series 7, Series 9 and Series 10 licensed professional. She holds a Securities Industry Essentials (SIE) license and is currently located at the Fidelity Brokerage Services LLC branch office in Jacksonville, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
11/14/2016 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 11/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/04/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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