Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Mooshoolzadeh is a financial professional registered in California. Diane is associated with Houlihan Lokey Capital, Inc., a firm headquartered in Los Angeles, CA. She is currently licensed to conduct business as a broker-dealer, but does not hold an Investment Advisor Representative (IAR) registration. Diane holds the Series 79TO, SIE, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/26/2024 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
BC
Issued 01/31/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/12/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Diane Mooshoolzadeh is the right advisor for you? Invested Better is here to help.
