Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane McMullin is an investment advisor representative for LPL Financial LLC, a firm that has over 168,000 clients and more than $50 billion in assets under management. Diane has been in the industry since 1987 and has experience working with a variety of clients including high-net-worth individuals, corporations, and charitable organizations. Diane is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Illinois. Diane is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
09/08/2009 - Present
LPL Financial LLC (WHEATON IL)
IL
10/11/2004 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (WHEATON IL)
FL
09/24/2004 - 10/25/2004
HIGH MARK SECURITIES, INC. (LAKELAND FL)
AZ
08/26/2004 - 09/23/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
FL
09/16/2003 - 09/01/2004
HIGH MARK SECURITIES, INC. (LAKELAND FL)
AZ
09/26/2001 - 11/04/2002
MTL EQUITY PRODUCTS, INC. (FOUNTAIN HILLS AZ)
IL
05/02/1994 - 09/20/2001
IAC SECURITIES, INC. (TINLEY PARK IL)
NA
04/08/1994 - 05/02/1994
TRI-MERICA SECURITIES CORPORATION
NA
10/09/1992 - 04/13/1994
SOARES FINANCIAL GROUP, INC.
NA
04/26/1990 - 10/23/1990
SOARES FINANCIAL GROUP, INC.
IN
09/24/1984 - 11/09/1989
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
09/01/1984 - 11/09/1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
09/24/1984 - 01/03/1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BC
Issued 04/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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