Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Okrzesik is a financial advisor who has been in the industry since 1991. Diane is currently registered with Stifel, Nicolaus & Company, Inc. and has been with the firm since July 2014. Diane has experience with a variety of firms including Morgan Stanley, Citigroup Global Markets Inc., William Blair & Company L.L.C., and Kidder, Peabody & Co. Incorporated. Diane holds the Series 63, Series 7, and SIE licenses. Diane has 44 state registrations and is active in all states except for the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/08/2014 - Present
Stifel, Nicolaus & Company, Inc. (NAPERVILLE IL)
IL
06/01/2009 - 05/15/2014
MORGAN STANLEY (ORLAND PARK IL)
IL
09/07/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ORLAND PARK IL)
IL
07/18/1995 - 09/19/2005
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
NY
11/17/1993 - 01/17/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
07/25/1987 - 08/08/1990
WESTPAC POLLOCK GOVERNMENT SECURITIES INC.
BC
Issued 01/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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