Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Marie Leard is a registered representative with Morgan Stanley. Diane has been in the industry since 1998 and has experience working with individuals, high-net-worth individuals, corporations, and institutions. Diane is licensed to provide investment advice in a number of states and is committed to providing her clients with personalized financial advice. She specializes in asset allocation, financial planning, and portfolio management. Diane holds the Series 7, Series 63, Series 66 and SIE licenses. Diane previously worked at MORGAN STANLEY & CO. INCORPORATED and CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/29/2018 - Present
Morgan Stanley (BINGHAMTON NY)
NY
05/21/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BINGHAMTON NY)
NY
10/12/1998 - 06/09/2007
CITIGROUP GLOBAL MARKETS INC. (BINGHAMTON NY)
NY
11/14/1997 - 07/06/1998
WHALE SECURITIES CO., L.P. (NEW YORK NY)
BOTH
Issued 07/01/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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