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Diane Marie Fritz

Pruco Securities, LLC

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About Diane Marie Fritz

Diane Fritz is a financial advisor with Pruco Securities, LLC. Diane has been in the financial industry since 1998 and is registered with FINRA. Diane is a Series 6, 7, 63, and SIE licensed professional. Diane can provide services including: financial planning, selection of other advisers, and portfolio management.

Firm Information

Diane Fritz is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Diane Fritz’s Registration & Firm History

NJ

03/18/2022 - Present

Pruco Securities, LLC (NEWARK NJ)

PA

02/22/2021 - 05/16/2024

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)

PA

01/01/1997 - 09/15/2014

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)

NJ

05/01/1993 - 01/01/1997

PRUDENTIAL RETIREMENT SERVICES, INC. (NEWARK NJ)

NJ

06/30/1992 - 05/01/1993

PRUDENTIAL ASSET MANAGEMENT COMPANY SECURITIES CORPORATION (NEWARK NJ)

NJ

08/23/1991 - 03/19/1992

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

08/23/1991 - 03/19/1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 10/17/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/21/2021

Series 7TO - General Securities Representative Examination

BC

Issued 01/08/2021

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diane Marie Fritz.
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