Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Fredricks is a financial professional with over six years of experience in the financial services industry. Diane is currently registered with Mountainside Securities LLC and holds the Series 99 and SIE licenses. Prior to joining Mountainside Securities LLC, Diane was with W. H. Mell Associates, Inc. Diane's experience and qualifications make her a valuable asset to any client looking for financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
01/08/2019 - Present
Mountainside Securities LLC (Summit NJ)
NJ
01/08/2019 - 02/21/2019
W. H. MELL ASSOCIATES, INC. (SUMMIT NJ)
NJ
06/18/2012 - 12/31/2018
W. H. MELL ASSOCIATES, INC. (SUMMIT NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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