Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Edwards is a registered representative with LPL Financial LLC based in SAN ANTONIO, TX. Diane has over 20 years of experience in the financial services industry. Diane has been associated with LPL Financial LLC since January 15, 2020. Previously, Diane was associated with Kovack Securities Inc., UBS Financial Services Inc., and Metropolitan Investment Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/15/2020 - Present
LPL Financial LLC (SAN ANTONIO TX)
OR
01/15/2015 - 07/27/2018
KOVACK SECURITIES INC. (NEWBERG OR)
OR
02/22/2007 - 05/23/2014
UBS FINANCIAL SERVICES INC. (PORTLAND OR)
FL
12/12/2003 - 09/07/2005
KOVACK SECURITIES INC. (FT. LAUDERDALE FL)
WA
12/15/1998 - 12/12/2003
METROPOLITAN INVESTMENT SECURITIES, INC. (SPOKANE WA)
BOTH
Issued 01/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/27/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/14/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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