Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Marie Bown is an experienced financial professional with over 28 years in the industry. Diane is currently registered with LPL Financial LLC, a leading independent broker-dealer, and provides financial planning, portfolio management, and consulting services. Prior to joining LPL Financial LLC, Diane has held positions with several other financial institutions including SagePoint Financial, Inc., Cetera Advisor Networks LLC, and Sungard Brokerage & Securities Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
10/25/2022 - Present
LPL Financial LLC (JOLIET IL)
AZ
03/16/2022 - 09/16/2022
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
IL
10/28/2015 - 03/04/2022
CETERA ADVISOR NETWORKS LLC (MOKENA IL)
IL
02/11/2013 - 04/03/2014
SUNGARD BROKERAGE & SECURITIES SERVICES LLC (GENEVA IL)
IL
05/16/2002 - 12/31/2013
SUNGARD INSTITUTIONAL BROKERAGE INC. (GENEVA IL)
CT
04/29/1998 - 09/20/1999
ABN AMRO INCORPORATED (STAMFORD CT)
MA
09/25/1996 - 03/16/1998
MUTUAL SERVICE CORPORATION (BOSTON MA)
NE
07/26/1995 - 08/23/1996
NATIONAL DISCOUNT BROKERS (OMAHA NE)
CA
08/17/1990 - 07/11/1995
PACIFIC BROKERAGE SERVICES, INC. (LOS ANGELES CA)
OH
09/23/1989 - 03/26/1990
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
BC
Issued 01/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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