Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Aurelio is a financial professional with over 20 years of experience in the financial services industry. Diane currently works for Transamerica Retirement Advisors, LLC and is registered with the state of New York. Diane holds a Series 7, Series 31, and Series 66 licenses as well as the SIE. Diane has previously worked at J.P. Turner & Company, L.L.C, Chase Investment Services Corp., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
11/09/2022 - Present
Transamerica Retirement Advisors, LLC (Bay Terrace NY)
NY
07/09/2013 - 12/05/2013
J.P. TURNER & COMPANY, L.L.C. (SYOSSET NY)
NY
05/31/2011 - 08/03/2011
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
06/01/2009 - 06/11/2009
MORGAN STANLEY SMITH BARNEY (HAUPPAUGE NY)
NY
03/24/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HAUPPAUGE NY)
NY
12/14/2004 - 02/24/2006
MORGAN STANLEY DW INC. (GREAT NECK NY)
NY
03/12/2004 - 10/04/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
01/02/2003 - 05/15/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/02/2003 - 05/15/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/19/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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