Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Marguerite Alecci is a registered representative with Morgan Stanley, with over 48 years of experience in the financial industry. Diane is licensed to offer investment advice in multiple states, including New Jersey, Texas, and many others. She holds various licenses, including Series 7TO, Series 31, and Series 65, demonstrating her expertise in various financial fields. Diane has a proven track record with Merrill Lynch, Pierce, Fenner & Smith, Inc. and Dean Witter & Co. Incorporated, before joining Morgan Stanley. Diane specializes in providing financial planning, portfolio management, and educational seminars for individuals and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/02/2020 - Present
Morgan Stanley (Paramus NJ)
NJ
09/26/1978 - 01/07/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PARAMUS NJ)
NA
05/18/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
11/18/1974 - 06/12/1976
DEAN WITTER & CO. INCORPORATED
IA
Issued 04/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 05/01/1977
PC - AMEX Put and Call Exam
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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