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Diane M Watson

Cetera Advisors LLC

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About Diane M Watson

Diane Watson is a financial professional with over 20 years of experience in the industry. Diane is currently registered with Cetera Advisors LLC and is licensed in Nebraska. Diane has previously worked with several firms including Ameritas Investment Company, LLC, Mutual of Omaha Investor Services, Inc., MML Investors Services, Inc., Securian Financial Services, Inc., Fidelity Investments Institutional Services Company, Inc., Diversified Investors Securities Corp., Hartford Equity Sales Company Inc. and Washington Square Securities, Inc.

Firm Information

Diane Watson is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Diane Watson’s Registration & Firm History

CO

09/01/2021 - Present

Cetera Advisors LLC (GREENWOOD VILLAGE CO)

NE

02/09/2015 - 04/08/2021

AMERITAS INVESTMENT COMPANY, LLC (LINCOLN NE)

NE

04/04/2008 - 02/10/2015

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

NE

06/26/2007 - 12/12/2007

MML INVESTORS SERVICES, INC. (OMAHA NE)

NE

08/31/2006 - 04/30/2007

SECURIAN FINANCIAL SERVICES, INC. (OMAHA NE)

RI

03/25/2004 - 10/28/2005

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

NY

10/15/2003 - 02/10/2004

DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)

CT

02/23/1999 - 07/17/1999

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

CT

05/08/1996 - 09/10/1998

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

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Licenses & Designations

BC

Issued 10/03/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/27/2012

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diane M Watson.
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