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Diane M Irwin

Prudential Annuities Distributors, Inc.

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About Diane M Irwin

Diane Irwin is a financial advisor with Prudential Annuities Distributors, Inc. located in Shelton, CT. Diane holds Series 6, 7TO, 26, 63 and 65 securities licenses, and has been working in the financial services industry since 2007. Prior to joining Prudential Annuities Distributors, Inc., Diane worked at LPL Financial LLC, Lincoln Financial Distributors, Inc., Lincoln Financial Advisors Corporation and The Lincoln National Life Insurance Company.

Firm Information

Diane Irwin is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Diane Irwin’s Registration & Firm History

CT

10/26/2022 - Present

Prudential Annuities Distributors, Inc. (Shelton CT)

IN

04/30/2020 - 10/17/2022

LPL FINANCIAL LLC (WARSAW IN)

IN

05/01/2007 - 11/18/2019

LINCOLN FINANCIAL DISTRIBUTORS, INC. (FORT WAYNE IN)

IN

04/02/2007 - 05/21/2007

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

04/02/2007 - 05/01/2007

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

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Licenses & Designations

BC

Issued 02/23/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/29/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/25/2011

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/28/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diane M Irwin.
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