Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Ashton is a financial professional with over 20 years of experience in the financial services industry. Diane is currently registered with Pruco Securities, LLC and is located in Louisville, KY. Diane has a strong track record of helping clients achieve their financial goals and is dedicated to providing personalized advice and guidance. Diane holds Series 6 and 63 licenses, and the SIE exam. Diane has been with Pruco Securities, LLC since 2018 and previously worked with The O.N. Equity Sales Company. Diane is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
KY
12/12/2018 - Present
Pruco Securities, LLC (LOUISVILLE KY)
IN
04/10/2012 - 11/30/2018
THE O.N. EQUITY SALES COMPANY (SELLERSBURG IN)
IN
01/14/2005 - 04/24/2009
THE O.N. EQUITY SALES COMPANY (NEW ALBANY IN)
NJ
12/02/1996 - 01/11/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
BC
Issued 04/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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