Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Akeroyd is a financial advisor with over 17 years of experience in the financial services industry. Diane is currently registered with Wells Fargo Clearing Services, LLC. Previously, Diane was registered with Raymond James & Associates, Inc., UBS Financial Services Inc., Morgan Stanley, and Citigroup Global Markets Inc. Diane holds the Series 63, Series 7, and SIE licenses. Diane specializes in providing financial advice to individuals, high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/12/2024 - Present
Wells Fargo Clearing Services, LLC (SAN ANTONIO TX)
TX
10/18/2022 - 01/23/2024
RAYMOND JAMES & ASSOCIATES, INC. (SAN ANTONIO TX)
TX
09/12/2017 - 10/26/2022
UBS FINANCIAL SERVICES INC. (SAN ANTONIO TX)
TX
06/01/2009 - 06/22/2017
MORGAN STANLEY (SAN ANTONIO TX)
TX
05/05/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
TX
02/28/2006 - 05/01/2006
MORGAN STANLEY DW INC. (SAN ANTONIO TX)
BC
Issued 08/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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