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Diane Lynn Ray

CFD Investments, Inc.

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About Diane Lynn Ray

Diane Lynn Ray is a Registered Representative with CFD Investments, Inc. located in Fairfield, Ohio. Diane has been in the securities industry since 1985. Diane has held previous positions with STONEX SECURITIES INC., WRP INVESTMENTS, INC., WMA SECURITIES, INC., and PRUCO SECURITIES CORPORATION.

Firm Information

Diane Ray is currently registered with CFD Investments, Inc.. CFD Investments, Inc. is a Corporation that was formed in December 1986. The firm is registered with the Securities and Exchange Commission (SEC) and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Diane Ray’s Registration & Firm History

OH

04/29/2024 - Present

CFD Investments, Inc. (Fairfield OH)

OH

09/12/2014 - 04/26/2024

STONEX SECURITIES INC. (FAIRFIELD OH)

OH

01/07/1997 - 09/12/2014

WRP INVESTMENTS, INC. (FAIRFIELD OH)

GA

08/18/1995 - 01/10/1997

WMA SECURITIES, INC. (DULUTH GA)

NJ

04/18/1985 - 05/30/1995

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 01/17/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Diane Lynn Ray. Review regulatory record here.
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