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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Kingsley is a financial advisor with PFS INVESTMENTS INC. Diane has been in the financial industry since November 30, 2000. Diane is registered with the state of New York as an investment advisor representative and with the state of New York as a broker. Diane holds Series 6, Series 63, Series 26 and Series 65 licenses. Diane provides portfolio management services to individuals. Diane's firm has a client base that includes high-net-worth individuals and individuals other than high-net-worth. Diane has experience in selling investment-related products for companies affiliated with PFS INVESTMENTS INC. Diane also receives non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc., a co-located affiliate of PFS INVESTMENTS INC., for part-time referrals of home security and automation products, as well as other home related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
11/30/2021 - Present
PFS Investments Inc. (Whitesboro NY)
IA
Issued 11/29/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/27/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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