Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Buchanan is a financial advisor at Prospera Financial Services, Inc. Diane is a highly experienced advisor with over 40 years in the financial services industry. She is registered to provide investment advice in Illinois. Diane has a strong track record of providing financial planning services to individuals and businesses. She specializes in portfolio management for individuals and pooled investment vehicles, and is also qualified to provide pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
IL
04/24/2024 - Present
Prospera Financial Services, Inc. (Peroria IL)
IL
04/17/2020 - 04/23/2024
LPL FINANCIAL LLC (PEORIA IL)
IL
05/13/2013 - 04/17/2020
CHAPIN, DAVIS (PEORIA IL)
IL
06/01/2009 - 06/07/2013
MORGAN STANLEY (PEORIA IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PEORIA IL)
IL
08/02/1990 - 04/02/2007
MORGAN STANLEY DW INC. (PEORIA IL)
NY
02/24/1983 - 06/12/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/14/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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