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Diane Laura Brennan

Pruco Securities, LLC

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About Diane Laura Brennan

Diane Brennan is a financial advisor registered in Florida, North Carolina, and South Carolina. Diane is associated with Pruco Securities, LLC and has been in the industry since May 14, 2001. Diane specializes in providing financial advice to individuals, corporations, and trusts.

Firm Information

Diane Brennan is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Diane Brennan’s Registration & Firm History

SC

05/11/2021 - Present

Pruco Securities, LLC (MT. PLEASANT SC)

NC

01/09/2020 - 02/24/2021

W&S BROKERAGE SERVICES, INC. (Wilmington NC)

NC

01/02/2013 - 10/03/2019

P.J. ROBB VARIABLE CORPORATION (Charlotte NC)

FL

07/29/2009 - 11/02/2012

METLIFE SECURITIES INC. (FORT LAUDERDALE FL)

FL

10/17/2002 - 07/30/2009

AXA ADVISORS, LLC (BOCA RATON FL)

NJ

09/19/2000 - 10/10/2002

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 10/10/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Diane Laura Brennan. Review regulatory record here.
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