Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Stallard is a financial advisor in Winter Garden, Florida. Diane has been in the industry since 2014. She is currently registered with Raymond James Financial Services, Inc. and has previously been with MML Investors Services, LLC and Northwestern Mutual Investment Services, LLC. Diane holds Series 6, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/03/2021 - Present
Raymond James Financial Services, Inc. (Winter Garden FL)
FL
03/10/2016 - 11/03/2021
MML INVESTORS SERVICES, LLC (ORLANDO FL)
FL
03/25/2013 - 05/14/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ORLANDO FL)
BC
Issued 05/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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