Unclaimed
Diane L Mannino is an investment advisor representative with Truist Advisory Services, Inc. Diane has been in the securities industry since 2002. Diane is currently registered with the following firms: Truist Advisory Services, Inc. and Truist Investment Services, Inc. Previously, Diane was registered with BB&T Securities, LLC, MML Investors Services, LLC, MSI Financial Services, Inc. and Wells Fargo Advisors, LLC. Diane holds Series 6, 7 and 66 securities licenses and is licensed in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
03/02/2021 - Present
Truist Advisory Services, Inc. (WILMINGTON NC)
VA
05/23/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
03/25/2017 - 05/08/2018
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
01/14/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
02/26/2002 - 12/22/2015
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
BOTH
Issued 9/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/6/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/6/2009
Series 7 - General Securities Representative Examination
BC
Issued 2/25/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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