Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Kimberly Sands is a financial professional with over 20 years of experience in the industry. Diane is currently registered with Alight Financial Solutions, LLC and has been with the firm since June 2007. Prior to joining Alight, Sands worked at E*TRADE SECURITIES LLC and Federated Securities Corp. Diane is licensed to provide investment advice in all 50 states and is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
06/20/2007 - Present
Alight Financial Solutions, LLC (CHARLOTTE NC)
NC
11/28/2005 - 06/13/2007
E*TRADE SECURITIES LLC (CHARLOTTE NC)
PA
10/02/2000 - 11/12/2004
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
PA
11/25/1998 - 07/24/2000
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 11/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/13/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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