Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Kimberley Fisher is a registered representative with Raymond James & Associates, Inc. Diane has been in the securities industry since 1983. Diane is registered to sell securities in Alaska, California, Connecticut, District of Columbia, Florida, Georgia, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Tennessee, and Vermont. Prior to joining Raymond James & Associates, Inc., Diane was employed by WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC. Diane also has experience with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and ADVEST, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/01/2015 - Present
Raymond James & Associates, Inc. (West Hartford CT)
CT
01/01/2008 - 05/08/2015
WELLS FARGO ADVISORS, LLC (FARMINGTON CT)
CT
02/05/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (FARMINGTON CT)
NY
01/27/1995 - 03/08/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
08/08/1988 - 01/30/1995
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
05/25/1983 - 08/23/1988
ADVEST, INC.
BC
Issued 02/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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