Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Kelsey Lightfield is an investment advisor representative at Robert W. Baird & Co. Inc. Diane has been in the industry since July 2008 and has experience with a wide range of financial products and services. Diane is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 65, 66, 7, 9, 10 and SIE licenses. Diane's primary focus is working with high-net-worth individuals, but also works with other individuals, corporations, charitable organizations, investment companies, insurance companies, pension plans, and state or municipal governments. Diane is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
08/25/2008 - Present
Robert W. Baird & Co. Inc. (Fox Valley WI)
BOTH
Issued 08/22/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/18/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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