Unclaimed
Diane Crissey is a financial advisor with Cetera Advisors LLC. Diane has been in the securities industry since 2006 and is registered with the state of Florida. Diane holds the Series 6, Series 63, and SIE licenses. Prior to Cetera Advisors LLC, Diane was registered with QA3 FINANCIAL CORP. and PLANMEMBER SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/24/2011 - Present
Cetera Advisors LLC (CORAL SPRINGS FL)
FL
06/23/2008 - 02/11/2011
QA3 FINANCIAL CORP. (CORAL SPRINGS FL)
CA
02/21/2005 - 03/30/2007
PLANMEMBER SECURITIES CORPORATION (TORRANCE CA)
BC
Issued 05/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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