linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Diane Kay Breuer

Pruco Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Diane? Claim Your Profile

About Diane Kay Breuer

Diane Breuer is a financial advisor with over 20 years of experience in the industry. Diane is currently registered with Pruco Securities, LLC, and is located in Sherman Oaks, California. Diane has a wide range of experience working with clients including high-net-worth individuals, corporations, and individuals. Diane is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Diane Breuer is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Compensation from lpl enterprise, llc

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Diane Breuer’s Registration & Firm History

CA

06/25/2021 - Present

Pruco Securities, LLC (SHERMAN OAKS CA)

MO

04/23/2019 - 07/09/2019

EDWARD JONES (ST. LOUIS MO)

CA

01/16/2015 - 10/25/2017

CAMBRIDGE INVESTMENT RESEARCH, INC. (Los Angeles CA)

CA

10/04/2013 - 09/17/2014

TRANSAMERICA FINANCIAL ADVISORS, INC (PASADENA CA)

CA

08/02/2010 - 09/30/2013

LINCOLN INVESTMENT (LOS ANGELES CA)

CA

03/07/2006 - 08/02/2010

GREAT AMERICAN ADVISORS, INC. (LOS ANGELES CA)

OH

07/08/1999 - 12/16/2005

GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)

CA

07/31/1998 - 11/01/1999

IRM DISTRIBUTORS, INC. (CARPINTERIA CA)

Not sure if Diane Kay Breuer is right for you?

Licenses & Designations

BC

Issued 08/09/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/25/2017

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diane Kay Breuer.
Not sure if Diane Kay Breuer is right for you?