Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Rule is a financial professional with over 30 years of experience in the industry. Diane has a strong background in financial planning and investment management, with a focus on providing personalized services to individuals, families, and businesses. Diane currently works with Cetera Investment Advisers LLC. Diane has also worked with THE Patriot Financial Group, LLC, Securities America, Inc., and LPL Financial LLC. Diane holds the Series 6, 7, 63, and 65 licenses, as well as the SIE designation.
GLOUCESTER, MA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
01/03/2023 - Present
Cetera Investment Advisers LLC (GLOUCESTER MA)
MA
06/29/2018 - 12/15/2022
SECURITIES AMERICA, INC. (GLOUCESTER MA)
MA
02/27/2009 - 07/05/2018
LPL FINANCIAL LLC (GLOUCESTER MA)
MA
04/01/2005 - 02/27/2009
LINCOLN FINANCIAL SECURITIES CORPORATION (BEVERLY MA)
DE
10/23/2000 - 04/05/2005
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
12/24/1992 - 10/26/2000
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
03/09/1992 - 10/20/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/09/1992 - 10/20/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 6/3/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/6/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/4/2005
Series 7 - General Securities Representative Examination
BC
Issued 3/5/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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