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Diane Isabela Fredericks

Brokers International Financial Services, LLC

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About Diane Isabela Fredericks

Diane Isabela Fredericks is a financial advisor with Brokers International Financial Services, LLC, with over 10 years of experience in the industry. Diane has been registered with FINRA and the state of Missouri since 2021. Before joining Brokers International Financial Services, LLC, Diane was affiliated with Lincoln Financial Advisors Corporation and U.S. Bancorp Investments, Inc. Diane holds the Series 66, Series 7 and SIE licenses.

Firm Information

Diane Fredericks is currently registered with Brokers International Financial Services, LLC. Brokers International Financial Services, LLC is a Limited Liability Company based in Urbandale, IA, that provides investment advisory services to individuals, businesses, charitable organizations, and other investment advisors. The firm is registered with the SEC and in all 51 states and has over 180 licensed agents, 173 investment advisor representatives, and 197 registered representatives. They have approximately $2 billion in assets under management, with a majority of their clients being individuals other than high-net-worth, followed by high-net-worth individuals. They also offer educational seminars and publish periodicals, and they are involved in wrap fee program participation.
Brokers International Financial Services, LLC

4135 NW URBANDALE DR

URBANDALE, IA 50322

$2.00B

Assets Under Management

10

Total Clients

226

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets managed by third-party advisor firms

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Diane Fredericks’s Registration & Firm History

MO

05/10/2021 - Present

Brokers International Financial Services, LLC (Clayton MO)

MO

05/18/2018 - 05/10/2021

LINCOLN FINANCIAL ADVISORS CORPORATION (Clayton MO)

MO

09/30/2011 - 04/16/2018

U.S. BANCORP INVESTMENTS, INC. (CLAYTON MO)

MO

12/18/2009 - 09/29/2011

EDWARD JONES (LADUE MO)

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Licenses & Designations

BOTH

Issued 12/31/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Diane Isabela Fredericks. Review regulatory record here.
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