Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Clothier is a financial professional with over 20 years of experience in the industry. Diane has held positions at various firms, including Goldman, Sachs & Co., Barclays Capital Inc., and currently, UBS Securities LLC. Her expertise includes Series 16, having passed the NYSE Supervisory Analyst Examination in November 2000. Currently, Diane works at UBS Securities LLC and UBS Financial Services Inc. Diane’s career demonstrates a commitment to providing clients with comprehensive and personalized financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/21/2020 - Present
UBS Securities LLC (NEW YORK NY)
NY
12/21/2010 - 09/19/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/19/2000 - 12/22/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 11/11/2000
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
Not sure Diane Clothier is the right advisor for you? Invested Better is here to help.
