Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Helen Hartz is a registered representative with Lincoln Investment and Capital Analysts. Diane has been in the financial services industry since 1990. Diane is licensed to provide securities and investment advisory services in several states, including Colorado, Florida, Georgia, New Jersey, New York, North Carolina and Pennsylvania. Diane also holds the Series 7, Series 6, and Series 63 licenses. Diane has experience working with individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Diane offers a range of financial planning services, including portfolio management for individuals and businesses. Diane also provides selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
10/03/2017 - Present
Lincoln Investment (Lebanon NJ)
NJ
10/10/2003 - 01/03/2017
LEGEND EQUITIES CORPORATION (BRIDGEWATER NJ)
NY
08/08/2002 - 10/15/2003
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NJ
09/03/1992 - 01/08/2002
CITISTREET EQUITIES LLC (SOMERSET NJ)
NY
07/20/1992 - 08/28/1992
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NY
10/22/1991 - 07/13/1992
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NA
07/07/1989 - 10/01/1991
VANTAGE SECURITIES, INC.
BC
Issued 03/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1990
Series 7 - General Securities Representative Examination
BC
Issued 07/06/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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