Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Harriette Denham is a financial advisor with Stifel, Nicolaus & Company, Inc. Diane has been working in the financial services industry since 1980. Diane's professional experience includes positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America, N.A. and Stifel, Nicolaus & Company, Inc. Diane is registered with the state of Oklahoma as a Broker-Dealer and Investment Advisor Representative. Diane has passed several securities exams including Series 63, 65, 7, 8, 9, 10 and the SIE. Diane is also a member of the Medicine Park Aquarium and Natural Sciences Center board of directors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
09/01/2022 - Present
Stifel, Nicolaus & Company, Inc. (Lawton OK)
TX
05/23/1980 - 09/02/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WICHITA FALLS TX)
IA
Issued 01/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/24/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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