Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Kyle is a financial advisor with UBS Financial Services Inc. Diane has been in the financial services industry since June 24, 2001. Diane has a Series 7, Series 63, and Series 66 license, as well as the Securities Industry Essentials (SIE) exam. Diane is registered with the following states: Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Missouri, Montana, Nebraska, Nevada, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, West Virginia, and Wisconsin. Diane previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, A. G. EDWARDS & SONS, INC., SAMMONS SECURITIES COMPANY, LLC, and PAINEWEBBER INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
09/20/2011 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
07/12/2010 - 04/29/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GAINESVILLE GA)
GA
02/08/2006 - 08/02/2007
A. G. EDWARDS & SONS, INC. (GAINESVILLE GA)
MI
04/26/2004 - 11/16/2004
SAMMONS SECURITIES COMPANY, LLC (ANN ARBOR MI)
MO
06/07/2001 - 03/01/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
07/11/1988 - 11/02/1992
PAINEWEBBER INCORPORATED
NA
03/19/1986 - 07/23/1988
PRUDENTIAL-BACHE SECURITIES INC.
BOTH
Issued 08/06/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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