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Diane Gigi Domenici

Neuberger Berman BD LLC

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About Diane Gigi Domenici

Diane Domenici is a registered representative with Neuberger Berman BD LLC. Diane is a highly experienced financial professional with over 38 years in the industry. Diane holds the Series 7, Series 63, and Series 66 securities licenses and the SIE exam. Diane has a strong track record of providing comprehensive investment advice and financial planning to clients. Diane is committed to helping clients achieve their financial goals.

Firm Information

Diane Domenici is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Diane Domenici’s Registration & Firm History

NY

03/26/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

09/24/2004 - 07/15/2005

CALYON SECURITIES (USA) INC (NEW YORK NY)

NY

06/30/2003 - 10/04/2004

NATEXIS BLEICHROEDER INC. (NEW YORK NY)

NY

02/26/2001 - 09/19/2002

DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)

NY

01/20/2000 - 02/26/2001

WASSERSTEIN PERELLA SECURITIES, INC. (NEW YORK NY)

CT

08/18/1998 - 01/31/2000

ADVEST, INC. (HARTFORD CT)

NY

06/29/1998 - 08/28/1998

WARBURG DILLON READ LLC (NEW YORK NY)

CT

08/21/1989 - 06/29/1998

SBC WARBURG DILLON READ INC. (STAMFORD CT)

NA

02/24/1984 - 06/20/1989

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BOTH

Issued 11/08/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/29/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Diane Gigi Domenici.
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