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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Gardner is a financial advisor with LPL Financial LLC. Diane has been in the financial services industry since August 2002. Diane has a Series 7, Series 6, and Series 63 license, as well as the SIE and Series 65 license. Diane is a CERTIFIED FINANCIAL PLANNER™ professional. In addition to her work with LPL Financial LLC, Diane is also a board member for the Community Counseling Center of Mercer County and owns Midtown Financial LLC, a DBA for LPL business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
09/17/2018 - Present
LPL Financial LLC (HERMITAGE PA)
PA
11/13/2009 - 12/07/2010
PNC INVESTMENTS (HERMITAGE PA)
PA
08/30/2002 - 11/13/2009
NATCITY INVESTMENTS, INC. (HERMITAGE PA)
IA
Issued 04/01/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2010
Series 7 - General Securities Representative Examination
BC
Issued 08/28/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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