Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Elaine Mtetwa is a registered representative with Icapital Markets LLC. Diane has been in the financial services industry since March 19, 2013. Diane has held previous roles at SIMON MARKETS LLC, FIDELITY BROKERAGE SERVICES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Diane holds the Series 7, Series 7TO, Series 31, SIE and Series 66 licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/12/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
09/19/2022 - 12/01/2023
SIMON MARKETS LLC (NEW YORK NY)
NY
03/05/2012 - 05/23/2014
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
MI
10/07/2004 - 01/24/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BLOOMFIELD HILLS MI)
BC
Issued 10/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 10/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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