Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Castellon is a financial professional with over 20 years of experience in the securities industry. Diane is currently registered with Avantax Investment Services, Inc. Diane has held previous positions with Cetera Investment Services LLC, Cetera Financial Specialists LLC, Cetera Advisors LLC, Cetera Advisor Networks LLC, FIRST ALLIED SECURITIES, INC., SUMMIT BROKERAGE SERVICES, INC., GIRARD SECURITIES, INC., LEGEND EQUITIES CORPORATION, VSR FINANCIAL SERVICES, INC., INVESTORS CAPITAL CORP., J.P. TURNER & COMPANY, L.L.C., and REALTY CAPITAL SECURITIES, LLC. Diane is licensed to sell securities in California and holds the Series 7, Series 24, and Series 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/18/2024 - Present
Avantax Investment Services, Inc. (EL SEGUNDO CA)
CA
10/29/2014 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
10/29/2014 - 09/21/2019
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
03/24/2015 - 11/01/2017
GIRARD SECURITIES, INC. (EL SEGUNDO CA)
CA
12/14/2016 - 12/31/2016
LEGEND EQUITIES CORPORATION (El Segundo CA)
CA
10/29/2014 - 12/13/2016
LEGEND EQUITIES CORPORATION (El Segundo CA)
CA
03/24/2015 - 11/08/2016
VSR FINANCIAL SERVICES, INC. (el segundo CA)
CA
11/13/2014 - 11/08/2016
INVESTORS CAPITAL CORP. (EL SEGUNDO CA)
CA
10/29/2014 - 12/23/2015
J.P. TURNER & COMPANY, L.L.C. (El Segundo CA)
NY
10/29/2014 - 11/10/2014
REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)
CA
12/12/2006 - 02/01/2010
ING FINANCIAL PARTNERS, INC. (EL SEGUNDO CA)
BC
Issued 02/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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