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Diane Carol Guggenheimer

Secura Financial

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About Diane Carol Guggenheimer

Diane Carol Guggenheimer is a financial advisor with Secura Financial, located in ORANGE, California. Diane is licensed to provide financial advice in California and has been working in the industry since 1991. Diane has worked with a variety of firms over the years, including J.W. COLE FINANCIAL, INC., FINANCIAL ADVISERS OF AMERICA, LLC, and LPL FINANCIAL LLC. Diane is a Registered Representative and has a Series 7 and Series 63 licenses. Diane's areas of expertise include financial planning, pension consulting, and selection of other advisors.

Firm Information

Diane Guggenheimer is currently registered with Secura Financial. Secura Financial is an investment advisory firm based in ORANGE, CA. They manage approximately $230,449,000 in assets for 1,123 clients. The firm offers financial planning, pension consulting, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. They also participate in wrap fee programs.
Secura Financial

333 CITY BOULEVARD WEST,

ORANGE, CA 92868-2944

$230.45M

Assets Under Management

9

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Referral fees

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Diane Guggenheimer’s Registration & Firm History

CA

04/01/2014 - Present

Secura Financial (ORANGE CA)

CA

05/10/2013 - 11/22/2013

J.W. COLE FINANCIAL, INC. (ORANGE CA)

CA

06/01/2012 - 05/10/2013

FINANCIAL ADVISERS OF AMERICA, LLC (ORANGE CA)

CA

06/17/1993 - 06/08/2012

LPL FINANCIAL LLC (ORANGE CA)

AZ

11/05/1991 - 07/09/1993

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

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Licenses & Designations

BC

Issued 07/19/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Diane Carol Guggenheimer.
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