Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Carol Brown is a financial advisor with Osaic Wealth, Inc. Diane has been in the financial industry since 2010 and has a wide range of experience working with various clients, including high-net-worth individuals, corporations, and charitable organizations. Diane provides financial planning, portfolio management, and pension consulting services. Diane holds Series 6, 7, 24, 63 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
07/08/2020 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
GA
06/28/2019 - 07/31/2019
TRIAD ADVISORS LLC (NORCROSS GA)
NC
10/24/2013 - 06/30/2015
CERTUSSECURITIES, INC. (CHARLOTTE NC)
NC
11/14/2011 - 10/14/2013
CAROLINAS INVESTMENT CONSULTING LLC (CHARLOTTE NC)
NC
06/02/2010 - 11/03/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
02/14/2007 - 02/03/2010
LPL FINANCIAL CORPORATION (CHARLOTTE NC)
PA
12/11/1998 - 12/03/1999
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 01/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2021
Series 24 - General Securities Principal Examination
BC
Issued 06/30/2015
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/07/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Diane Brown is the right advisor for you? Invested Better is here to help.
