Unclaimed
Diane Campbell-gannon is a registered representative with Metlife Investments Securities, LLC. Diane has over 30 years of experience in the financial industry. Diane holds the Series 66, Series 63, Series 6TO, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/12/2022 - Present
Metlife Investments Securities, LLC (WHIPPANY NJ)
NJ
10/10/2017 - 10/26/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Newark NJ)
NY
04/30/2014 - 09/13/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NY
12/16/1991 - 06/02/2010
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/12/1991 - 12/19/1991
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NA
05/29/1990 - 10/17/1991
JOSEPHTHAL & CO., INC.
NA
02/19/1986 - 05/29/1990
JOSEPHTHAL & CO., INCORPORATED
BOTH
Issued 04/25/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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