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Diane Campbell-gannon

Metlife Investments Securities, LLC

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About Diane Campbell-gannon

Diane Campbell-gannon is a registered representative with Metlife Investments Securities, LLC. Diane has over 30 years of experience in the financial industry. Diane holds the Series 66, Series 63, Series 6TO, SIE, and Series 7 licenses.

Firm Information

Diane Campbell-gannon is currently registered with Metlife Investments Securities, LLC. Metlife Investments Securities, LLC is a Limited Liability Company formed on August 31, 2016. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Diane Campbell-gannon’s Registration & Firm History

NJ

12/12/2022 - Present

Metlife Investments Securities, LLC (WHIPPANY NJ)

NJ

10/10/2017 - 10/26/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Newark NJ)

NY

04/30/2014 - 09/13/2017

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)

NY

12/16/1991 - 06/02/2010

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

10/12/1991 - 12/19/1991

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

NA

05/29/1990 - 10/17/1991

JOSEPHTHAL & CO., INC.

NA

02/19/1986 - 05/29/1990

JOSEPHTHAL & CO., INCORPORATED

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Licenses & Designations

BOTH

Issued 04/25/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/16/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diane Campbell-gannon.
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