Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diane? Claim Your ProfileDiane Nikeshin is a financial advisor with Raymond James & Associates, Inc. Diane has been in the financial industry since 2003 and holds Series 7, Series 63, and SIE licenses. Diane is registered in Florida, New Jersey and New York and has experience working with a range of clients, including individuals, corporations, businesses, insurance companies, charitable organizations, and pension plans. Diane specializes in a variety of areas, including financial planning, portfolio management, and investment advice. Prior to joining Raymond James & Associates, Inc., Diane worked for STIFEL, NICOLAUS & COMPANY, INCORPORATED and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/28/2014 - Present
Raymond James & Associates, Inc. (Clearwater FL)
NY
05/22/2006 - 03/31/2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GOSHEN NY)
NY
03/08/2006 - 05/25/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GOSHEN NY)
CT
04/09/2003 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
BC
Issued 11/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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