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Diane Brooke Hawk

Santander Securities LLC

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About Diane Brooke Hawk

Diane Brooke Hawk is a financial advisor with over 18 years of experience in the financial services industry. Diane is currently registered with Santander Securities LLC and has been with the firm since January 2016. Previously, she worked at Wells Fargo Advisors, LLC, where she was registered from July 2005 until December 2015. Diane holds Series 6 and Series 63 securities licenses and the SIE exam. She is also licensed in New Jersey. Diane specializes in providing financial planning, portfolio management, and selection of other advisors to both individuals and businesses.

Firm Information

Diane Hawk is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Diane Hawk’s Registration & Firm History

NJ

01/11/2016 - Present

Santander Securities LLC (MONROE TOWNSHIP NJ)

NJ

07/21/2005 - 12/17/2015

WELLS FARGO ADVISORS, LLC (HIGHTSTOWN NJ)

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Licenses & Designations

BC

Issued 07/22/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diane Brooke Hawk.
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